Western Asset

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Summer Intern – Compliance Officer

Summer Intern – Compliance Officer

Location 
US-NY-New York
Category 
Legal & Compliance

Overview

A ten week internship program designed to provide valuable career experience for students who wish to apply their education and skills in a fixed-income-oriented work environment.   This is an intensive program that mirrors the responsibilities of an entry level position within the Firm. Participants get on-the-job training as well as technical and business-oriented education. The intern will work in the Legal and Compliance Department.    

Responsibilities

 

  • Assist with the maintenance of records for the firm's Code of Ethics.
  • Review and analyze daily alert reporting.
  • Participate in the review/comments process for Mutual Fund Prospectus/SAI revisions
  • Assist in the preparation of monthly client reports, as well as daily inter/intra departmental reporting.
  • Present topical subject matter on behalf of New York Compliance during weekly departmental meetings.
  • Provide general and administrative support for the group

 

Qualifications

 

  • Candidates should be in the process of completing a 4 year degree in finance, business administration or a related major.
  • Candidates should be exploring the career opportunities available to them within the financial services field, with a desire to learn about and participate in a Fixed Income environment.

 

Academic Qualifications:

Student with a proven record of academic excellence and achievement.