• Summer Intern – Compliance Officer

    Location US-NY-New York
    Category
    Legal & Compliance
  • Overview

    A ten week internship program designed to provide valuable career experience for students who wish to apply their education and skills in a fixed-income-oriented work environment.   This is an intensive program that mirrors the responsibilities of an entry level position within the Firm. Participants get on-the-job training as well as technical and business-oriented education.

     

    Performance:

     

    As an enterprising team of experts and enthusiasts, we support intellectual curiosity and ambition. We expect employees to own their own development—to pursue challenges, take responsibility for their work and create success for themselves and for us all. We invest in those who step up and shine, and we offer additional opportunities to those who do. At Western Asset, our collective contributions put us at the forefront of our industry.

     

    • Our achievements come from collaboration and trust
    • Individual success and team success are interwoven
    • We are goal-oriented and dynamic

     

    The intern will work in the Legal and Compliance Department.

    Responsibilities

    • Review and analyze daily alert reporting.
    • Participate in the review/comments process for Mutual Fund Prospectus/SAI revisions
    • Assist in the preparation of monthly client reports, as well as daily inter/intra departmental reporting.
    • Present topical subject matter on behalf of New York Compliance during weekly departmental meetings.
    • Provide general and administrative support for the group

    Qualifications

    • Candidates should be in the process of completing a 4 year degree in finance, business administration or a related major.
    • Candidates should be exploring the career opportunities available to them within the financial services field, with a desire to learn about and participate in a Fixed Income environment.

     

    Academic Qualifications:

    • Student with a proven record of academic excellence and achievement.

    How to Apply

    Sorry the Share function is not working properly at this moment. Please refresh the page and try again later.
    Share on your newsfeed